Financial investment intermediary; registration for the expert examination

In order to obtain a licence as a fee-based financial investment adviser, you must provide evidence of the required expertise.

Description

Prerequisites

Keine besonderen Voraussetzungen

Procedure

You can only take part in an examination after prior registration.

  • The IHK will inform you in good time before the examination about the details of the examination procedure, place and time.
  • You first take the written examination
  • If you have passed the written examination, the practical examination takes place.

After successful completion of the examination, you will be issued with a certificate of competence.

Deadlines

  • Please note the registration deadlines of your local IHK.
  • Proven expertise is valid for life

Processing time

You will normally receive the certificate within a few days of passing the exam.

Required documents

  • Required document/s

    Official photo ID for identification during the examination

Fees

  • Costs will be incurred. The exact amount can be found in the fee schedule of the local IHK.

Remedy

- discrepancy

Status:28.08.2023

Responsible for editing:Deutscher Industrie- und Handelskammertag e.V.

  • Online transactions, Bavaria-wide
  • Online transactions, locally limited
  • Form, Bavaria-wide
  • Form, locally limited
  • Prefillable Form, Bavaria-wide
  • Legal bases, Bavaria-wide
  • Legal bases, locally limited
  • Fees, Bavaria-wide
  • Fees, locally limited
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